A Guide to the Literary Essay  

Created by Ms. Golding for her English Classes at Concord-Carlisle High School

 

"To see with one's own eyes, to feel and judge without succumbing to the suggestive power of the fashion of the day, to be able to express what one has seen or felt in a trim sentence or even a cunningly wrought word - is that not glorious?

                                                                                                                                       --Albert Einstein

          

Table of Contents

 

Formatting and Presentation

Literary Analysis:  Preparing for your Essay

Thesis Statements

Structuring an Analytical Essay

Basic Overview Ă+ Outlining Ă+ Introductions Ă+ Paragraph Structure Ă+ Transitions Ă+ Structuring your Argument Ă+ Conclusions

Supporting your Ideas

When to Use Quotations Ă+ Citing and Formatting Quotations Ă+ Ways to Integrate Quotations Ă+ Punctuating Quotations

 

Developing your Ideas

Style Tips

Active Voice Ă+ Sentence Structure Ă+Parallelism Ă+ Wordiness Ă+ Informal Language Ă+ Vague Language Ă+ Vocabulary

Common Grammatical and Mechanical Errors

Confusing Word Pairs Punctuation Rules Grammatical Terms

Works Cited Format

Sources

 

 

                                                                                                                                                     
                                                                                                                                                                          

I.  Formatting and Presentation

 

Every paper you turn in for this class should

 

 

 

 

 

 

 

 

 

                                                                                                                                                       table of contents

II.  Literary Analysis: Preparing for your Essay

 

1.Be sure you accurately understand the textŐs literal meaning.

This may seem obvious, but you cannot begin developing an interpretation if you are confused about the plot or the characters. Clarify any plot-level questions you may have before you begin your essay.

 

2.Move beyond observation to analysis.

Noticing that something is happening in a text is not the same thing as analyzing why. Suppose youŐre reading Romeo and Juliet and you notice that most of the scenes between Romeo and Juliet take place at night.  ThatŐs a potentially interesting observation, but donŐt stop there –begin to explore why they only meet at night. What might Shakespeare be suggesting about their relationship through this motif?  Numbers 3-6 suggest aspects of a text that are often significant, but for each remember that you need to not only observe & identify, but analyze.

 

3.Notice literary elements.

Pay attention to the authorŐs use of imagery, metaphors, symbols, etc.  How does he/she use them to develop themes? Jack Lynch of Rutgers University says that Ňmetaphors — the likening of one thing to another — are much more common than most casual readers realize. Here's a passage from chapter 12 of The Scarlet Letter: "It was an obscure night in early May. An unwearied pall of cloud muffled the whole expanse of sky from zenith to horizon." The word pall here means "covering" — he's just talking about cloud-cover. But a pall is actually a piece of velvet used to cover a coffin: think about the implications, then, of likening clouds to a shroud.Ó  This kind of digging illuminates a text much more effectively than merely making a list of images.

 

4.Notice the authorŐs use of language.

Pay attention to the authorŐs diction (word choice). Is the author using formal language?  Colloquial/informal language?  How about the characters – do some talk differently than others? Consider the authorŐs tone (attitude toward his/her subject).  Does the author seem to admire or criticize certain characters? How does he/she signal that through language?  Think about mood (the atmosphere an author creates).  Is the author using particular language to make a setting seem spooky, or welcoming, or depressing? Look at verb tenses—is the entire text told in present tense? Does the author switch to present tense at certain moments? Why those moments?

 

5.Notice narrative techniques.

Pay attention to who is telling the story. If there is a first person narrator, is that narratorŐs version of events reliable?  In To Kill a Mockingbird, Scout Finch appears generally truthful, but sometimes her youth causes her to misunderstand – and thus misrepresent – events. In John SciezkaŐs The True Story of the Three Little Pigs, however, the wolf appears to lie about events, or at least twist them so that he appears in a better light. How does the narratorŐs personality affect the story he/she is telling? If the narration is third person, is it omniscient (does it see and know everything) or is its point of view limited?  If the narrator changes throughout the text –from first to third, or from one character to another – itŐs always worth exploring why.

 

6.Notice the textŐs structure. 

Look at the opening and closing scenes. Why might the author choose to begin and end the story in these places?  Sometimes authors echo the storyŐs opening in the conclusion (Of Mice and Men, Beowulf, Macbeth) – think about why.  Look for repeated scenes – the three scaffold scenes in The Scarlet Letter or the three battles in Beowulf certainly help develop the themes of their respective texts.  WhereŐs the climax, or turning point, of the story? Think about its significance.

   

7. Separate your personal opinion about the text from the text itself.

There is a difference between (a) what happens in the book, (b) the statement the author makes about what happens in the book, and (c) your personal opinion about either (a) or (b).  You cannot blur this line. Note the difference between interpretation and opinion:  if you think that by the end of The Scarlet Letter Hawthorne condemns Hester and DimmesdaleŐs behavior, thatŐs an interpretation (backed up, hopefully, by the text).  If you think that Roger Chillingworth deserves serious jail time, thatŐs your opinion.  If you think that HawthorneŐs characters are unrealistic and unlikable, thatŐs your opinion.  Know the difference.  Generally, you should limit your use of (c) to your introduction and conclusion.  Some people would argue that (c) has no place in formal literary analysis.

 

8.Never assume that an individual text is historically representative – or even historically accurate. 

Certainly, a bookŐs historical context is relevant when we sit down to construct an interpretation.  But you cannot draw substantial conclusions about a historical era on the basis of one novel.  A fiction writer is not necessarily a historian who compiles reams of information from multiple sources before he/she sits down to write.  The Great Gatsby is not a definitive, factual, thoroughly researched treatise about the 1920s – it is one manŐs limited picture.

 

9.  Never assume that a text is autobiographical. 

This is similar to number 8; itŐs important to remember that fiction is fictional.  While all or some of a text may indeed be based on the authorŐs real life experiences, in most cases you wonŐt know what is real and what is fiction.  Even when you know something about the authorŐs life (Dostoyevsky served a prison term in Siberia, for instance)  you canŐt know to what extent he/she has fictionalized real events.  Remember that writing fiction or poetry is a creative act; just because a writer writes about an unhappy marriage, for instance, her own marriage doesnŐt have to be unhappy. Writers make things up.

 

                                                                                                                                                          table of contents

III. Thesis Statements

 

As you know, your thesis is the main argument your essay makes about a text or texts.  It might help to think of your thesis as having two parts:  part 1 (in which you make an observation about a text) and  part 2 (in which you explain what the observation is significant). 

 

HereŐs a thought formula from a college writing website: "I want to show you [something in the text] in order to say [something you should care about]." (Note that this formula is meant to get you thinking – do not word your thesis this way!)

 

Other formulas that may be useful:

 

Through the use of ____________, (the author) reveals __________.

                                                            symbol                                                 illustrates

                                                            imagery                                               articulates

                                                            metaphor                                           explores/examines

                                                            motif                                                     debates

 

By comparing _________  to _________, (the author) shows us _________.

                                  character 1     character 2

                                             setting 1            setting 2

                                             reaction 1         reaction 2

                                             experience 1   experience 2

                                             choice 1            choice 2

 

A good thesis should:

 

  1. Be about the text(s) and the writing.

When you write a literary essay, you arenŐt writing about The World, or Society, or Human Nature—youŐre writing about one personŐs representation of the world through language.  DonŐt write a thesis that says ŇFriendship is the most important thing in lifeÓ and then support it with Of Mice and Men; all you can really support is that friendship is of primary importance in Of Mice and Men.

 

  1. Directly and completely answer the assigned question or address the assigned topic.

DonŐt answer the question that you wish I had asked; address the actual assignment.  This is essential to remember if you take the A.P. English test.

 

  1. Be argumentative.

A literary analysis is not a plot summary or a list of symbols; itŐs an argument.   You are trying to prove something, not describe something.  Remember that thereŐs a difference between your topic and your thesis:  Ňnight and day imagery in Romeo and JulietÓ  is a topic.  ŇIn Romeo and Juliet, Shakespeare uses night and day to stress the fantasy aspects of the young loversŐ relationshipÓ is a thesis.

 

  1. Be analytical, not evaluative.

YouŐre writing an essay, not a book review.   While you may well feel that Crime and Punishment is the greatest work of art of the last 200 years, or that Kafka is overrated, or that FlaubertŐs characters are boring and unrealistic, your essay is not the place to discuss this. Put in your reading journals or write me an email or bring it up in class, but keep it out of your essay.

 

  1. Be controversial.

If every person in class would automatically agree with your thesis, itŐs probably so obvious that itŐs not worth your time to explore.  Your thesis should be debatable, but not crazy.  A suggestion:  write about something that you find puzzling on the first reading.  Remember that a thesis is not a statement of fact; it is a position or an argument.

 

  1. Be specific:  focus on a particular aspect of the text(s).

A thesis should limit your focus. This is good news– it means that you donŐt have to address all 400 pages of the novel we just finished in your 3-5 page essay.  An overly broad thesis will result in an unfocused paper that doesnŐt address any aspect of the text in sufficient depth. Choose a limited area of focus and concentrate on it.

               Unfocused:  The Great Gatsby deals with the theme of love.

More focused:  In The Great Gatsby, the characters of Gatsby and Myrtle demonstrate that love is primarily a destructive force in the novel.

 

  1. Be supportable.

This is obvious. You can have the most original, thought-provoking thesis imaginable, but if you canŐt back it up with the text itŐs no good.

 

  1. Be a little strange.

From Erik SimpsonŐs Five Ways of Looking at a Thesis:  ŇConsider the following examples:

A: By telling the story of Westley and Buttercup's triumph over evil, The Princess Bride affirms the power of true love.

 

B: Although the main plot of The Princess Bride rests on the natural power of true love, an examination of the way that fighting sticks--baseball bats, tree branches, and swords--link the frame story to the romance plot suggests that the grandson is being trained in true love, that love is not natural but socialized.

 

I would argue that both of these statements are perfectly correct, but they are not both strange. Only the second one says something, well, weird. Weird is good. Sentence A encourages the paper to produce precisely the evidence that The Princess Bride presents explicitly; sentence B ensures that the paper will talk about something new.  Romeo and Juliet concerns the dangers of family pride, Frankenstein the dangers of taking science too far. Yup. How can you make those things unusual?

 

Good papers go out on a limb. They avoid ugly falls by reinforcing the limb with carefully chosen evidence and rigorous argumentation.Ó

 

9.   Say something about the text(s) you discuss exclusively.

 

                       From Erik SimpsonŐs Five Ways of Looking at a Thesis: 

ŇIf your thesis could describe many works equally well, it needs to be more specific. Let's return to our examples from above:

 

             A: By telling the story of Westley and Buttercup's triumph over evil, The Princess Bride affirms the power of true love.

 

B: Although the main plot of The Princess Bride rests on the natural power of true love, an examination of the way that fighting sticks--baseball bats, tree branches, and swords--link the frame story to the romance plot suggests that the grandson is being trained in true love, that love is not natural but socialized.

 

Try substituting other works:

A: By telling the story of Darcy and Elizabeth's triumph over evil, Pride and Prejudice affirms the power of true love.

 

                                               Sure, that makes sense. Bad sign.

 

B: Although the main plot of Pride and Prejudice rests on the natural power of true love, an examination of the way that fighting sticks (baseball bats, tree branches, and swords) link the frame story to the romance plot suggests that the grandson is being trained in true love, that it is not natural but socialized.

 

Um, nope. Even if you have never read Pride and Prejudice, you can probably guess that such a precise thesis could hardly apply to other works. Good sign.Ó

 

 

9.     Matter to you/interest you.

Nothing is more boring to read – or to write –than a paper that says what you think I want to hear. ThereŐs a line in A Few Good Men where Tom Cruise says, ŇIt doesnŐt matter what I believe!  It only matters what I can prove!Ó Please donŐt take this approach to essay writing; you should write about something you believe in or that interests you.   If nothing about the text interests you, see me.

 

 

*Note: A thesis statement does not have to be only one sentence; while you should try to be concise, you may use two or even three sentences if your idea is complex.

 

A good thesis should not:

 

  1. Ignore a major section or aspect of the text(s) that could disprove it.

If you have a brilliant thesis that makes sense only if you ignore the end of the novel, you have a problem.  If your thesis only works as long as I donŐt remember what happens in chapter 7, you have a problem.

 

2.     Be artificially simple or absolute.

Many writers, conscious that they need to construct a convincing argument, write theses that take a very black-and-white view of a text.  Such thesis statements are often shallow or misleading.  If you argue that Macbeth is a thoroughly evil man, you ignore the nuances and tensions that make his character interesting.  DonŐt be afraid to acknowledge ambiguity; most good writing has shades of grey.

 

  1. Be about history or biography, unless you are willing to do extensive outside research.

WomenŐs role in society during Elizabethan times might be a good topic for a history paper, but itŐs a poor choice for your Macbeth essay assigned in English class. Unless youŐre willing to do substantial outside research (and a quick Google search is not ŇsubstantialÓ) youŐre likely to make statements that are (a) obvious, (b) unsupported, or (c) inaccurate.  You canŐt write about women in Elizabethan times, but you can write about women in Macbeth.  DonŐt go beyond your source (in this case, the text of Macbeth). The same goes for authorsŐ biographies; unless youŐre going to do a lot of research, writing a Metamorphosis paper about KafkaŐs relationship with his father is unlikely to yield substantial insights or arguments.

 

  1. Make sweeping claims about Society, Mankind, People Back Then, Human Nature, etc.

This is similar to #3 – you need to limit your statements to the text under discussion. You canŐt claim that because Shakespeare says something itŐs now true for everyone. Your thesis could address something ShakespeareŐs Macbeth suggests about human nature, but it should be about the textŐs view of the world, not the world itself.  Avoid sentences like this one:

 

ŇSince the dawn of time, human beings have struggled with the question of the meaning of life.Ó

Maybe this is true.  Then again, maybe it isnŐt. The point is that you donŐt know this – if you havenŐt studied the existential anguish of the Mesopotamians, the Etruscans, the Mayans, the Incans, etc. (and really, even if you have), how can you possibly state that people have been thinking about a particular topic since the dawn of time? Even if they have, this is still such a broad sentence that it provides no real context for your thesis.  Make precise statements about the text; donŐt take refuge in sweeping generalizations.

  1. Pass judgment on the text. 

YouŐre writing an analysis, not a book review – this is not the place to tell me that you think Austen is boring or Conrad is pretentious. Save it for your reading journals or class discussion.

 

  1. Merely express judgments about the characters.

Simply noting that Macbeth is a conflicted man is observation, not analysis.

 

  1. Compare two texts, characters, etc. just for the sake of comparison.

Your thesis should not say ŇText A and Text B are the same but also different.Ó Ideally, your comparison of texts or characters should illuminate an idea in both of them or raise a larger question.

 

The Great Gatsby and Their Eyes Were Watching God both explore the many ramifications of being imprisoned in the past; however, while GatsbyŐs imprisonment destroys his life, Janie discovers how to break free.

 

  1. Make use of a clichŽ.

DonŐt write this kind of thesis:  The Great Gatsby disproves the old saying ŇOnce bitten, twice shy.Ó

Express your ideas in your words.

 

  1. Lead you to write a grocery list paper.

The best essays have a feeling of momentum: each point builds upon the next to reach the conclusion.  A mediocre thesis often lists three qualities or points that could be presented in any order; if the order of your paragraphs doesnŐt matter, then you probably need to rethink your argument. 

 

Listing:  In Pride and Prejudice, Austen suggests that the best marriages have mutual respect, equal social standing, and solid finances.

Building:  Early in the novel Austen seems to praise Elizabeth for rejecting a mercenary marriage; by the end, however, the success of Jane and ElizabethŐs marriages and the weakness of LydiaŐs suggests that a solid income is more important that Elizabeth initially believes.

 

                                                                                                                               table of contents

Formulating a Thesis

 

While it can be tempting to write a thesis first and then search for evidence that supports it, this often results in a shallower, less thoughtful paper –when you make up your mind before you gather evidence, you often overlook or oversimplify elements of the text.  Before you write your thesis, you should:

 

1.      Choose a topic (remember, a topic is not a position, but rather an area of focus.)

 

2.      Find between 8 and 15 quotations and/or passages from the text(s) that relate to your topic. Read them carefully and note recurring ideas, positions, images, metaphors, or other patterns.

 

3.      Based on the evidence you have collected in Step 2, draft a preliminary thesis.  If you find that are unable to draft a good thesis about this topic, go back to Step 1and choose a new topic.

 

4.      Draft your essay. After finishing a first draft, reconsider your thesis statement: does it accurately and thoroughly reflect what you actually argue in your draft?  If not, revise it (be sure to make necessary adjustments throughout your draft and not just in your introduction).

 

Sample Thesis Statements: 

 

v     While the speakers in both poems claim that love is a more powerful force than time, they present contrasting views of the nature of love itself:  Donne suggests that loveŐs power comes from within an individual, whereas Shakespeare implies that love is a universal force independent of the speakers involved.

 

v     Janie Starks shows that a woman can achieve her dreams and choose her own path in life rather than be restricted to predetermined social roles – in this way, she epitomizes the ideas of the feminist movement.

 

v     Many critics have called The Scarlet Letter misogynistic, but the last chapter suggests it is more feminist than usually assumed. (This is acceptable ONLY if the writer supports the statement about Ňmany criticsÓ).

 

v     Lady Macbeth works to manipulate her husband into believing in the possibility of free will, but Shakespeare puts them in a world controlled by fate.As her use of language shows,

 

v     Moll Flanders imagines every aspect of life, including love and family life, in economic terms.

 

v     In ŇMuch Madness is Divinest SenseÓ and ŇSelf-Reliance,Ó Dickinson and Emerson both argue that while the world may punish the nonconformist, oneŐs true opinion is valuable enough to make confronting the majority worthwhile.

 

                                                                                                                                                                             table of contents

IV.  Structuring an Analytical Essay

 

1.     Basic Overview

An essay has three essential sections:  (1) the introduction (generally 1-2 paragraphs, possibly more in a lengthy essay), (2) the body (at least 2 paragraphs but can have many more), and (3) the conclusion (generally 1-2 paragraphs).  YouŐve known this since middle school. 

 

HereŐs the key middle school myth I want to dispel:  An essay does not HAVE to have five paragraphs.  ThereŐs nothing magical about the number 5. Some great 3-5 page essays have six, seven, or even eight paragraphs.  Longer essays have even more.  Not only are 5 paragraphs not required, but if you rigidly insist upon 5 paragraphs you will have a very difficult time structuring the more complex and sophisticated essays that you will be expected to write in college (and in this class, for that matter).

 

2.     Outlining

If you donŐt usually write an outline before you start drafting, you should.  You donŐt have to use the complicated Roman numeral/letter system that you learned in elementary school (although itŐs pretty good), but you should at least write down (a) your thesis, (b) the three or four key points you need to explain in order to prove your thesis, and (c) the key evidence for those points.  This will make you think through your argument before you begin writing and keep you from drifting into tangents as you write.  The more you plan out your argument before writing, the better your essay will be.

 

3.      Introductions

Many writers find the introduction the most frustrating part of the essay to write.  It doesnŐt have to be that difficult, however; the key is to remember the function of an introduction.

 

Your introduction should:

á        Set up a logical foundation for your argument. What questions are you exploring? What are your starting points? What assumptions underlie your argument?

á        Explain key terms and concepts. For example, a paper on penance and repentance in The Scarlet Letter should begin with an explanation of the distinction between the two terms.

á        Present your thesis. While you may save some aspects of your argument for later in the essay (you donŐt have to give everything away in paragraph 1), you should provide a general idea of your position. The thesis statement should come at or near the end of the introduction. 

á       Hook your audience.  Make your ideas seem so interesting and essential that I want to keep reading.

Ways to Begin:

á        The Direct Statement.  ItŐs all right to begin talking about your text in the very first sentence, you donŐt have to always begin broadly.

 

á        The Quotation. This does not have to be from the text on which you are writing, although it can be.

Explain the quotation, explain how it relates to your topic, and use it as a launching pad for your thesis.

 

á        The Rhetorical Question.  Use the question to set up the debate you will explore in your essay.

 

á        Creative Writing.  Use your descriptive powers to evoke a key scene fro